We’re excited to share that this capability is live: Outside accounts will now affect the investment recommendations participants receive with their Vanguard managed accounts.
We approached this thoughtfully to create a consistent and user-friendly experience that represents a participant’s full financial picture and to control the risks inherent in relying on data with varying freshness and quality.
"As we developed the methodology and technology over the last few years, we were consistently mindful of balancing the fiduciary considerations, the data quality challenges, and the participant experience," says Vanguard Senior Financial Well-Being Strategist Evan Wolf. "We’re very excited to share it with plan sponsors and consultants and for participants to begin benefiting from the new feature."
The participant experience
Built-in guardrails and controls for recommended allocations
What does adding outside accounts mean for participants?
17% of the Advice from Vanguard participant population¹ had already shared details about their nonmanaged assets, even before this feature elevated. We’re excited to see that number grow as investors learn about the additional portfolio management benefits of outside account integration.
Evan Wolf
Senior Financial Well-Being Strategist
Consider the participant shown in Chart A. They have $250,000 invested in-plan and another $250,000 held outside the plan. Based on the information they provided, their target asset allocation for their overall portfolio is 79% equities and 21% bonds. However, their outside accounts are 100% in equities.
To account for this overweighting, Vanguard will adjust the asset allocation in the managed portfolio. The “unconstrained” asset allocation for the managed portfolio would be 58% equities and 42% bonds.
But because this 21-point difference in equities falls just outside of the 20% guardrail, the final asset allocation for the managed portfolio will adjust to 59% equities and 41% bonds.
This recommendation reflects the participant’s complete financial picture, while ensuring any adjustments remain measured and predictable.
Chart A: Hypothetical example
Ready to see it in action?
Notes:
- Advisory services are provided by Vanguard Advisers, Inc. (VAI), a registered investment advisor. Eligibility restrictions may apply.
- All investing is subject to risk, including the possible loss of the money you invest.
- Be aware that fluctuations in the financial markets and other factors may cause declines in the value of your account. There is no guarantee that any particular asset allocation or mix of funds will meet your investment objectives or provide you with a given level of income.